Locate a Test Center "Make a Test Reservation”
To make an appointment for an exam, you may call either Thompson-Prometric at
(800) 578-6273 or Pearson VUE at (866) 396-6273 after your
U-10 test form has been submitted.
Investment Reference, Inc.
This company
will help you set up your CTA, IB, or FCM.
In addition to classes in southern California
for the Series 3 exam, this Investment
Reference offers NFA-style audits that will help
protect your firm against weakness in internal
control.
Donahue & Associates, LLC
This CPA firm
offers valuable "back-office" support to
commodity and securities brokerage companies and
to publicly-traded small and mid-sized
companies.