LINKS

ADMINISTRATIVE:

     Domestic and International Testing Sites

     Need a test application form U-10?    Click here. 

SECURITIES:

• Broker Dealer Market
  Broker Dealer Market is a nationally recognized leader in mergers and acquisitions for small and medium sized Broker/Dealers.

• JW Cole Financial - Mike Van Horenbeck (813) 549-6256
  For those who are interested in careers as a registered rep in the Tampa, FL area

• Securities Industry and Financial Markets Association

• Certified Financial Planner Board of Standards ™ ("CFP")

Regulatory:

• Financial Industry Regulatory Authority ("FINRA")

• Municipal Securities Rule Making Board (MSRB)

• Securities and Exchange Commission (SEC)

• Securities and Investments Board (United Kingdom)

FUTURES:

Consulting Firms:

• Investment Reference, Inc.
  This company will help you set up your CTA, IB, or FCM.  In addition to classes in southern California for the Series 3 exam, this Investment Reference offers NFA-style audits that will help protect your firm against weakness in internal control.

• Donahue & Associates, LLC
  This CPA firm offers valuable "back-office" support to commodity and securities brokerage companies and to publicly-traded small and mid-sized companies.

• Futures Magazine - The magazine for futures and options traders.

• Futures and Options World Magazine

• CFTC Commitment of Traders

• Technical Analysis of Stocks & Commodities Magazine
  

Job Hunting in Futures?

• American Fortune Group, Inc.
  Ask for Bret Diamond (305) 868-2225

Regulatory:

• National Futures Association ("NFA")

• Commodity Futures Trading Commission ("CFTC")
  

• Firms that set up I/Bs for futures:

  • EFG Group

  • Laymac, Inc.

EXCHANGES:

• New York Stock Exchange (NYSE)

• The American Stock Exchange (AMEX)

• The NASDAQ Stock Market

• The Philadelphia Stock Exchange

• Chicago Board Options Exchange (CBOE)

• Chicago Board of Trade (CBT)

• Chicago Mercantile Exchange (CME)

• London Stock Exchange

• The London International Financial Futures and Options Exchange (LIFFE)
  

OTHER:

• Alaska Summer Vacation - just a fun site to visit!